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Foundations of Addictions Counseling: Psychology Study Guide

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History, Policy & Public Health

Temperance Movement and Prohibition

The temperance movement was a reform initiative advocating moderation or abstinence from alcohol, heavily influenced by religious and social groups. Prohibition, enacted via the 18th Amendment and repealed by the 21st Amendment, marked a significant period in U.S. public health policy.

  • Temperance Movement: Promoted moderation/abstinence; rooted in social and religious reform.

  • Prohibition: Legal ban on alcohol; repealed after societal and policy shifts.

Addiction Models Evolution

Conceptual models of addiction have evolved from moral explanations to include disease, biological, psychological, family, developmental, biopsychosocial, and public health perspectives.

  • Moral Model: Addiction seen as a weakness or moral failing.

  • Disease Model: Addiction as a chronic disorder requiring treatment.

  • Biopsychosocial Model: Integrates biological, psychological, and social/environmental factors.

Mental Health Parity & Addiction Equity Act (MHPAEA)

MHPAEA mandates parity between mental health/substance use and medical/surgical benefits, though treatment limits may still apply.

  • Parity: Equal coverage for mental health and substance use disorders.

  • Medical Necessity: Utilization rules may restrict unlimited treatment.

COVID-19 & Opioid Epidemic

The COVID-19 pandemic exacerbated addiction risks through isolation, stress, and treatment disruptions, while the opioid epidemic progressed through three waves: prescription opioids, heroin, and synthetic opioids (fentanyl).

  • Wave 1: Prescription opioids.

  • Wave 2: Heroin.

  • Wave 3: Synthetic opioids (fentanyl).

  • First-wave lesson: Misleading opioid marketing increased risk.

Neuro/Substance Foundations

Neurotransmitters and Addiction

Key neurotransmitters play distinct roles in addiction and mental health.

  • Dopamine: Associated with reward, reinforcement, and motivation.

  • Serotonin: Regulates mood, sleep, and impulse control.

  • Norepinephrine: Involved in arousal, attention, and stress response.

Pharmacological Concepts

  • Agonist: Activates a receptor.

  • Antagonist: Blocks receptor activation.

  • Partial Agonist: Partially activates a receptor.

  • Tolerance: Increased substance needed for same effect.

  • Withdrawal: Symptoms after reduction or cessation.

  • Dependence: Physiological adaptation; not synonymous with addiction.

Alcohol Craving and Withdrawal

  • Craving Categories: Reward-induced, relief/stress-reduction, obsessive/disinhibition.

  • Withdrawal Risks: Seizures and delirium tremens (DTs), a medical emergency.

Addiction: Substances, Processes & Etiology

Models of Addiction

Multiple models explain addiction, each emphasizing different factors.

  • Moral Model: Addiction as a choice or moral failing.

  • Disease Model: Chronic disorder requiring treatment.

  • Biological Model: Genetics, neurobiology, reward systems.

  • Psychological Model: Learning, cognition, reinforcement, trauma.

  • Developmental Model: Risk and behavior change across lifespan.

  • Family Systems Model: Roles, boundaries, homeostasis, interaction patterns.

  • Biopsychosocial Model: Integrates biological, psychological, and social factors.

Vulnerability Factors

  • Genetics/family history

  • Adverse Childhood Experiences (ACEs)/trauma

  • Early initiation

  • Mental illness

  • Peer influence

  • Chronic stress, poverty, unstable housing, marginalization

Process/Behavioral Addictions

  • Rewarding behaviors (e.g., gambling) recognized in DSM.

Comorbidity

Co-occurring Disorders

Comorbidity refers to the presence of both mental health and substance use disorders.

  • Integrated Treatment: Coordinates care for both conditions.

  • Counseling & Psychoeducation: Core care needs.

  • Empirically Supported Approaches: Cognitive Behavioral Therapy (CBT), Motivational Interviewing.

Assessment Components

  • Psychiatric symptoms

  • Substance use

  • Trauma

  • Medications

  • Cognition

  • Functioning

  • Family, culture, legal, medical needs

Models of Care

Model

Key Features

Assertive Community Treatment

Intensive multidisciplinary outreach; may feel intrusive/stressful for some clients

Integrated Case Management

Coordinates services/resources across needs/settings

Counseling Approaches

FRAMES Model

FRAMES is a brief intervention model for substance use counseling.

  • Feedback

  • Responsibility

  • Advice

  • Menu

  • Empathy

  • Self-efficacy

Motivational Interviewing

  • Addresses ambivalence, supports autonomy, collaboration, and client-driven change.

Cognitive Behavioral Therapy (CBT)

  • Focuses on thoughts, emotions, behaviors, triggers, and cognitive restructuring.

Solution-Focused Counseling

  • Emphasizes strengths, exceptions, preferred future, miracle/scaling questions.

Customer Types in Counseling

  • Visitor: Not seeking change.

  • Complainant: Acknowledges problem but not ready for change.

  • Customer: Ready for change.

Group Counseling & 12-Step Programs

Types of Groups

Group Type

Purpose

Psychoeducational

Teach information and skills

Counseling

Growth, adjustment, interpersonal concerns

Psychotherapeutic

Deeper psychological/interpersonal treatment

Self-help/mutual-help

Peer-led recovery support

Aftercare

Ongoing recovery and relapse support

Common Groups and Focus

Group

Focus

AA

Alcohol

NA

Narcotics/drugs

CA

Cocaine

Al-Anon

Families/friends affected by alcohol use

Nar-Anon

Families/friends affected by drug use

ACOA

Adult children of alcoholic/dysfunctional families

CoDA

Codependents Anonymous

SMART Recovery

Secular, CBT-oriented, four-point self-management

  • Open AA Meeting: Broad attendance.

  • Closed AA Meeting: For those with desire to stop drinking.

  • Level I Sponsor: Helps sponsee become or stay sober.

  • Self-help Groups: Self-selective; important for research selection bias.

  • MAAEZ: Making Alcoholics Anonymous Easier; increases accessibility.

Intake, Assessment, Ethics

Key Terms and Processes

  • Screening: Brief identification of possible problem.

  • Intake: Initial information gathering.

  • Assessment: Comprehensive biopsychosocial/cultural/substance/medical/psychiatric evaluation.

  • Diagnosis: Clinical formulation.

  • Treatment Plan: Problems, goals, objectives, interventions.

  • Goal: Specific desired outcome; SMART framework.

Informed Consent & Confidentiality

  • Informed Consent: Covers purpose, risks/benefits, alternatives, counselor qualifications, rights, confidentiality/limits.

  • 42 CFR Part 2: Federal confidentiality protections for SUD records.

  • HIPAA: Privacy/security for protected health information.

  • Limits: Never promise absolute confidentiality; explain exceptions.

Cultural Fit

  • Use cultural competence and humility.

  • Assessment should be culturally specific, flexible, holistic.

  • Explore language, identity, family, spirituality/religion, socioeconomic context, discrimination.

Treatment Planning & Relapse Prevention

SMART Goals

Letter

Meaning

S

Specific

M

Measurable

A

Achievable

R

Relevant

T

Time-bound

Relapse Prevention

  • Identify triggers, high-risk situations, cravings.

  • Coping/urge management, refusal skills, support network.

  • Environmental changes, emergency plan, recovery routines.

  • Self-efficacy: Belief in ability to perform recovery behaviors.

  • Resilience: Capacity to adapt/recover from adversity.

Medication & Interventions

Alcohol Use Disorder Medications

Medication

Mechanism

Naltrexone

Reduces rewarding effects/craving; opioid antagonist

Acamprosate

Supports abstinence maintenance

Disulfiram

Aversive reaction if alcohol consumed; adherence important

Opioid Use Disorder Medications

Medication

Mechanism

Methadone

Full opioid agonist; MOUD

Buprenorphine

Partial opioid agonist; MOUD

Naltrexone

Opioid antagonist; blocks opioid effects

  • Counselor Role: Educate, reduce stigma, explore ambivalence, support informed choice, coordinate with prescribers, support adherence.

ASAM & Care Continuum

ASAM Dimensions

Dimension

Meaning

1

Acute intoxication/withdrawal potential

2

Biomedical conditions/complications

3

Emotional, behavioral, cognitive conditions

4

Readiness to change

5

Relapse/continued-use potential

6

Recovery/living environment

Levels of Care

  • 0.5: Early intervention

  • 1: Outpatient

  • 2: Intensive outpatient/partial hospitalization

  • 3: Residential/inpatient

  • 4: Medically managed intensive inpatient

  • Continuity: Assessment → placement → treatment → step-down → aftercare/recovery supports; coordination and warm handoffs.

Prevention

Prevention Programs and Concepts

  • BASICS: Brief Alcohol Screening and Intervention for College Students; harm-reduction oriented.

  • Information-only Prevention: Generally insufficient for durable behavior change.

  • School Prevention: Skills/social competence/family and evidence-based curricula outperform simple fear/information approaches.

  • Media/Social Marketing: May help as part of broader strategies; not sufficient alone.

Culture, Disability & Special Populations

Cultural Humility and Competence

  • Cultural Humility: Lifelong learning, self-reflection, attention to power, respect for client expertise, correction of assumptions.

  • Historical Trauma: Important for Native American communities.

  • Structural Racism: Systemic policies/practices producing unequal outcomes.

  • Disability: Culturally specific, flexible, holistic assessment recommended.

  • D/deaf Language Dysfluency: Inability to communicate fluently in any language, including sign language.

  • Inclusive Spirituality: Ask what gives meaning/support rather than assuming religion or spirituality.

Licensure, Accreditation & Burnout

Professional Practice

  • Licensure: State authorization/credential to practice within a professional scope.

  • Accreditation: External quality review of education/service programs (e.g., CACREP, CARF, The Joint Commission).

  • Burnout Prevention: Supervision, consultation, boundaries, manageable workload, recovery time, peer support, self-care.

Key Concepts and Comparison Sheet

Concept

Definition

Screening

Brief questions to determine need for further evaluation

Assessment

Comprehensive history + culture + functioning

Treatment Planning

Goals/objectives/interventions

Motivational Interviewing

Ambivalence

CBT

Thoughts/behaviors need changing

Solution-focused

Strengths/exceptions/future

Triangulation

Third person pulled into conflict

Homeostasis

Family maintains dysfunctional balance

Scapegoat

Family member blamed

Covert rule

Unspoken rule

Genogram

Multigenerational family pattern

Antagonist

Blocks receptor

Agonist

Activates receptor

Tolerance

More needed for same effect

Withdrawal

Symptoms after stopping

42 CFR Part 2

SUD confidentiality

ASAM

Six placement dimensions

SMART Recovery

Secular CBT recovery group

Practice Exam Concepts

  • Assessment: Collects comprehensive history.

  • Tolerance: More alcohol needed for same effect.

  • Antagonist: Blocks receptor activation.

  • Motivational Interviewing: Best for ambivalence.

  • Self-efficacy: Confidence in ability to change.

  • ACOA: Adult children of alcoholic/dysfunctional families.

  • SMART Recovery: Secular, CBT-oriented group.

  • Genogram: Maps multigenerational patterns.

  • Triangulation: Redirecting conflict.

  • Homeostasis: Dysfunctional family balance.

  • Scapegoat: Blamed family member.

  • Naltrexone: Opioid antagonist.

  • Buprenorphine: Partial agonist.

  • Methadone: Full agonist.

  • Disulfiram: Aversive reaction with alcohol.

  • Acamprosate: Supports abstinence.

  • ASAM Dimension 4: Readiness to change.

  • ASAM Dimension 6: Recovery environment.

  • 42 CFR Part 2: SUD record confidentiality.

  • MHPAEA: Parity law.

  • Informed Consent: Explains risks, benefits, rights, confidentiality.

  • Culturally Responsive Assessment: Specific, flexible, holistic.

  • Cultural Humility: Lifelong self-reflection and learning.

  • Information-only Prevention: Weak as stand-alone.

  • BASICS: College students with alcohol risk.

  • Self-efficacy: Belief in ability to perform behavior.

  • Resilience: Ability to adapt/recover after adversity.

  • Dopamine: Reward.

  • Serotonin: Mood.

  • Norepinephrine: Stress/arousal.

  • Opioid Epidemic Waves: 1: Prescription opioids; 3: Synthetic opioids/fentanyl.

  • Integrated Treatment: Coordinated care for comorbidity.

  • Psychotherapeutic Group: Deeper psychological/interpersonal treatment.

  • Psychoeducational Group: Teaching information/skills.

  • Covert Rule: Implicit/unspoken family rule.

  • Genogram: Family patterns across generations.

  • Counselor Role with MAT: Educate, explore ambivalence, reduce stigma, coordinate care.

  • Confidentiality: Explain limits; do not promise absolute confidentiality.

  • Cultural Competence + Humility: Guide treatment.

Common Trick Questions

  • Intake ≠ comprehensive assessment.

  • Physical dependence ≠ addiction.

  • Medication questions may test mechanism (agonist/antagonist).

  • Integrated care preferred for co-occurring conditions.

  • Cultural humility ≠ memorizing stereotypes.

  • Self-help group ≠ professional psychotherapy.

  • Information alone ≠ strongest prevention strategy.

  • Family system questions: homeostasis, triangulation, blaming, rigid roles.

  • Choose answer that most directly names counselor's primary activity.

7-Day Study Plan

Day

Study Focus

1

History, policy, models, opioid epidemic; flashcards

2

Neurobiology, neurotransmitters, tolerance, withdrawal, cravings

3

Assessment, ethics, confidentiality, FRAMES, treatment planning

4

Groups, AA/12-step, SMART, family systems/genograms

5

Comorbidity, medications, MAT/MOUD, ASAM

6

Culture, disability, prevention, special populations; practice exam

7

Review missed questions + cram sheet; teach concepts aloud

Night-Before Cram Sheet

  • FRAMES: Feedback, Responsibility, Advice, Menu, Empathy, Self-efficacy

  • SMART: Specific, Measurable, Achievable, Relevant, Time-bound

  • ASAM: 6 dimensions: withdrawal, biomedical, emotional/behavioral, readiness, relapse, recovery environment

  • Agonist: Activates; Antagonist: Blocks; Partial Agonist: Partially activates

  • Dopamine: Reward; Serotonin: Mood; Norepinephrine: Arousal/stress

  • Tolerance: More needed; Withdrawal: Symptoms after reduction/cessation

  • AA: Alcohol; Al-Anon: Family of alcohol use; Nar-Anon: Family of drug use; ACOA: Adult children

  • SMART Recovery: Secular + CBT-oriented + four-point program

  • Genogram: Multigenerational family map

  • Triangulation: Third person pulled into conflict

  • Homeostasis: Family balance, even if dysfunctional

  • Scapegoat: Blamed member

  • 42 CFR Part 2: SUD record confidentiality

  • MHPAEA: Parity

  • AUD Medications: Naltrexone, acamprosate, disulfiram

  • OUD Medications: Methadone, buprenorphine, naltrexone

  • Integrated Treatment: Coordinated care for co-occurring disorders

  • Cultural Competence + Humility: Equitable practice

  • Assessment: Comprehensive; Intake: Initial information; Treatment Plan: Goals/objectives/interventions

Final Test Strategy

  • Read last sentence first: identify what the question asks.

  • Circle mental keywords: BEST, FIRST, MOST, PRIMARY, MAIN, EXCEPT.

  • Eliminate answers that are too absolute unless textbook uses that language.

  • If two choices seem plausible, pick the one that most directly matches textbook term.

  • For scenario questions, name the concept before looking at answer choices.

  • Do not change an answer without a specific reason.

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